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Frustrated with Your Current Broker-Dealer? Use Tax Season to Prepare for Transition

Frustrated with Your Current Broker-Dealer? Use Tax Season to Prepare for Transition

February 17, 2022
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Are you frustrated with the level of service and support from your current broker-dealer? Do you feel like they put their interests ahead of yours? Or worse, do they force you to put their interests ahead of your clients?

If you are even remotely thinking about changing firms, you should take steps this tax season to prepare for an eventual transition. One of the benefits of tax season is that you interact with nearly all of your clients. You can use these meetings to clean up outdated client information and take additional steps that will better prepare you – and your clients – for the administrative and regulatory challenges of transition.

Even if you ultimately decide not to change firms, you will still benefit from increased client engagement and much cleaner data that will improve your practice.

Farpointe has created a proprietary, state-of-the-art process to make transition easier for the financial professionals who join our community. Last year we transitioned over $1 billion to our platform, and based on our experience we are happy to share our cheat sheet on steps you can take this tax season that will save you a lot of anguish down the road.

To learn more about how you can use this tax season to get your practice transition ready, you are welcome to give us a call at (972) 616-4595, or email us at info@farpointewealth.com.

We look forward to helping you find a better path for your practice and your clients.